The disclosure requirements for preparing a . table tr:nth-child(even) { Massachusetts Annual Report Fee Schedule. Filing officer cannot give legal advice. 1 Twitter 2 Facebook 3RSS 4YouTube Total wire amount, no commas or decimals. Search EDGAR Comment Letters. 0000001024 00000 n Enter the initials "CIK" followed immediately by payor's CIK number. Investors and financial professionals rely on these filings for information about companies they are evaluating for investment purposes. 0000032714 00000 n Filing Fee Fedwire Tags and Terminology April 30, 2015 If a wire transfer of SEC filing fees does not contain the required information in the proper format, the SEC may not be able to identify the payor and the acceptance of filings may be delayed. Some of these form types have associated filing fees, such as filings registering new securities or debt. Sec. Sec edgar filing fees lockbox fedwire wire transfer. } The SEC filing is a financial statement or other formal document submitted to the U.S. Securities and Exchange Commission (SEC). to your wrap fee . (If the registrant and payor are the same, use only the {6000} field.) This SEC filing fee calculator is provided as a tool to assist law firms and Issuers in the calculation of filing fees applicable to SEC registration statement. 0000002853 00000 n Once complete, press the "Calculate Fee" button. table, th, td { If you are filing this annual report as part of a reinstatement due to forfeiture, you may owe a different fee (fees are listed with the reinstatement form). received after the renewal date shall be assessed a $25.00 late fee for each month or portion thereof that the report is late filed, pursuant to Tennessee Code Annotated § 48-101-506. Filing fees are required for filings made pursuant to: Sections 6(b) of the Securities Act of 1933; Sections 13(e) and 14(g) of the Securities Exchange Act of 1934 Originator Information - Originating customer account number from sending bank, name of originating company address, city, state, and zip code. Filing fees can become very complex, especially when there are multiple transactions, fee offsets and carryforwards. SEC Bulletin sign up form does not collect information about your computer (or mobile device), including IP addresses, operating system and browser type. Only use this field if the SEC registrant and the payor are different. Form 1-A is the offering document required to be filed for securities offerings that are qualified under Regulation A and Regulation A+.Issuers should take note of terms, conditions, and requirements of Regulation A, as the exemption is not available to all issuers or for every type of securities transaction. Instructions Form Filing Fee; 10PN003: Annual Trustee Report Form: $0: Pre-Need Complaint Form: $0: 10PN001: Registration or Renewal of Preneed Establishment: $250 initial / $50 renewal: 10PN002: The Preneed Contracts Loss Recovery Association - Quarterly Contract Fee Report Form : $10.00 background-color: #eee; Proc. 2. sponsoring wrap fee programs, you do not need to prepare a firm . %PDF-1.3 %���� 1. 0000070999 00000 n 0000001044 00000 n Tag {6000} contains the CIK information for payment to match with the right account at the SEC. table th { 17-7002, 17-7510, 17-7929 0000000747 00000 n Fee amount: $40 flat filing fee Annual reports with tax year ending 1993 TO 2000: Fee amount: $20 flat filing fee Annual reports with tax year ending 1972 TO 1992: Fee amount: $5 flat filing fee Annual reports were not required for not-for-profit corporations PRIOR TO 1972. Instructions: Enter the amount of shares being registered (Amount Being Registered) and the Proposed Maximum Offering Price Per Unit. Corporation annual report. The fee is calculated by multiplying the aggregate offering amount by .0001091. 12345 ABC CO Please type or laser-print all forms. For help with filing fees or questions regarding fedwires, please contact Filing Fee Information at. 0000070921 00000 n 17 cfr 202. Name of the beneficiary (Securities and Exchange Commission). Edgar filer manual volume ii. appear in Part 2A, Appendix 1 of Form ADV. In this field, the unique CIK number is used for the registrant. border-collapse: collapse; wrap fee program brochure. wrap fee program brochure(s). H��Wko�F��_1�V� ���R�n�"�4Ra,�~���Ć�CZֿ�sg�I�2BbQ$���9����,e�����a7ad�(d��,��V�����6���'�O~ZL>,_�'��Y���=sy8ca��-�β�>�ܲ,��Lnگ���������4K� {�=���:-v����̡�>ԡsCǥ�,�g)K���E����.>��"ztzW�(j94���3. To ensure proper credit, it is critical that all required information be provided to the sending bank or wire transfer service. Click on the “Calculate Fee” button to view the total SEC fees required. ... authorize the SEC to collect the information required by Form ADV. Massachusetts Annual Report Service & Filing Instructions ... All online and faxed filings are considered expedited and incur an additional expedite fee. A fee calculator is available as a tool to assist you in the calculation of SEC filing fees applicable to your SEC registration statement. SEC data must be inserted in the proper fields. If a consolidated group filing a consolidated return wants to change its tax year by using Rev. 0000002619 00000 n o Filing fee The filing fee for the annual report is $55. Filing a Form 1-A with the SEC How to file Form 1-A. To remit your SEC filing fee payment by check or money order, you must make them payable to the Securities and Exchange Commission, omitting the name or title of any official of the Commission. For more information, please call (785) 296-4564. o Payment Please enclose a check or money order payable to the Secretary of State. border: 1px solid black; 0000073888 00000 n } Total Offering. 123 ABC PLAZA The SEC has said that filing fees for fiscal 2021 will be charged at a rate of $109.10 per million dollars, effective October 1, 2020. 0000005843 00000 n Also available is a current link to the latest SEC fee rate advisory as well as FEDWIRE instructions for wiring fees to the SEC. If you have questions, consult your attorney. and Sending Bank's Name, ABA = American Bankers Association Receiving Bank's ABA Number (9 positions) and Receiving Bank's Name. 1939 Act Filing You must pay a filing fee with the following 1939 Act filing: 1933 and 1940 Act Filings by Investment Companies You must pay a filing fee with the following EDGAR submissions made by investment companies: Offsetting Fees SEC regulations provide that only one fee is required for each transaction. H�b```"7�?� bE8.0t�h�n`�QP �����0>`}!�`�������pq!����,�&7�5��bg`�� ���� � E endstream endobj 31 0 obj 95 endobj 14 0 obj << /Type /Page /Parent 9 0 R /Resources 15 0 R /Contents 21 0 R /MediaBox [ 0 0 612 792 ] /CropBox [ 0 0 612 792 ] /Rotate 0 >> endobj 15 0 obj << /ProcSet [ /PDF /Text ] /Font << /TT2 18 0 R /TT4 17 0 R /TT5 22 0 R >> /ExtGState << /GS1 26 0 R >> /ColorSpace << /Cs6 19 0 R >> >> endobj 16 0 obj << /Type /FontDescriptor /Ascent 891 /CapHeight 656 /Descent -216 /Flags 34 /FontBBox [ -568 -307 2028 1007 ] /FontName /MPMCIF+TimesNewRoman /ItalicAngle 0 /StemV 94 /XHeight 0 /FontFile2 24 0 R >> endobj 17 0 obj << /Type /Font /Subtype /TrueType /FirstChar 32 /LastChar 121 /Widths [ 250 0 408 0 500 0 0 180 333 333 0 0 250 333 250 278 500 500 500 500 500 500 500 500 500 500 278 278 0 0 0 0 0 722 667 667 722 611 556 722 722 333 0 722 611 889 722 722 556 722 667 556 611 722 0 944 722 722 0 0 0 0 0 0 0 444 500 444 500 444 333 500 500 278 0 500 278 778 500 500 500 500 333 389 278 500 500 722 500 500 ] /Encoding /WinAnsiEncoding /BaseFont /MPMCIF+TimesNewRoman /FontDescriptor 16 0 R >> endobj 18 0 obj << /Type /Font /Subtype /TrueType /FirstChar 32 /LastChar 121 /Widths [ 250 0 0 0 0 0 0 278 333 333 0 0 0 333 250 0 500 500 0 500 500 0 0 500 500 500 333 333 0 0 0 0 0 722 667 722 722 667 611 778 778 389 0 778 0 944 0 778 611 0 722 556 667 722 0 1000 0 0 0 0 0 0 0 0 0 500 556 444 556 444 333 500 556 278 0 556 278 833 556 500 556 556 444 389 333 556 500 722 500 500 ] /Encoding /WinAnsiEncoding /BaseFont /MPMCGP+TimesNewRoman,Bold /FontDescriptor 20 0 R >> endobj 19 0 obj [ /ICCBased 27 0 R ] endobj 20 0 obj << /Type /FontDescriptor /Ascent 891 /CapHeight 656 /Descent -216 /Flags 34 /FontBBox [ -558 -307 2034 1026 ] /FontName /MPMCGP+TimesNewRoman,Bold /ItalicAngle 0 /StemV 160 /XHeight 0 /FontFile2 23 0 R >> endobj 21 0 obj << /Length 2915 /Filter /FlateDecode >> stream S-8 Filing: A SEC filing required for companies wishing to issue equity to their employees. text-align: left; table { If your entire advisory business is . The US Securities and Exchange Commission (SEC) has announced an increase in the filing fees to be paid by public companies and other issuers during the SEC’s 2020 fiscal year. Here you'll find links to a complete list of filings available through EDGAR and instructions for searching the EDGAR database. SEC Forms List (PDF versions) About EDGAR. Currently, SEC staff manually review fee information for every filing and resolve discrepancies. table tr:nth-child(odd) { Early Applications Generally, an application to adopt or SEC Form 1-A: A filing with the Securities and Exchange Commission (SEC) required for the registration of certain securities. 12 0 obj << /Linearized 1 /O 14 /H [ 838 206 ] /L 82394 /E 74263 /N 3 /T 82036 >> endobj xref 12 20 0000000016 00000 n 2006-45, ... requires payment of a user fee. clients. The SEC's US Bank account number must be obtained by: In this example: JJJ CO, CIK9999999998 is the payor and the registrant. 0000002091 00000 n trailer << /Size 32 /Info 10 0 R /Root 13 0 R /Prev 82026 /ID[<0433ded08513a1aac5a23199b800f948><0cd574f96d115ffab0e08a3255437b94>] >> startxref 0 %%EOF 13 0 obj << /Type /Catalog /Pages 9 0 R /Metadata 11 0 R /PageLabels 8 0 R >> endobj 30 0 obj << /S 52 /L 108 /Filter /FlateDecode /Length 31 0 R >> stream Instructions for Check Payments To remit your SEC filing fee payment by check or money order, you must make them payable to the Securities and Exchange Commission, omitting the name or title of any official of the Commission. For additional information on filing fee procedures, please refer to 17 CER 202.3a, Instructions for Filing Fees. SEC data must be inserted in the proper fields. STAY CONNECTED Accounting support fee. 0000000838 00000 n ... For $100 plus the state-mandated report fee, we’ll file your biennial report. Search for Company Filings. } SEC Fedwire SEC Fedwire Fee Payment Options (Effective October 1, 2012) and Securex Fee Calculator. }. For help with access codes, please visit this Quick Reference Guide. NEW YORK NY 10258, Originator (Payor) to Beneficiary Information. The most critical data are the SEC’s account number at Mellon Bank and the SEC-assigned account number identified as the CIK number. If a wire transfer of SEC filing fees does not contain the required information in the proper format, the SEC may not be able to identify the payor and the acceptance of filings may be delayed. Descriptions of SEC Forms. 0000064782 00000 n padding: 5px; Sending Bank's ABA Number (9 positions) } Effective October 1, 2019, the filing fee rate will increase approximately 7.1 percent from the current rate of $121.20 per million dollars to $129.80 per million dollars for: The free resource is available here. Public companies, certain insiders, and broker-dealers are required to make regular SEC filings. (Example: $250.00 formatted is 000000025000) This is the unique SEC identifier known as the CIK of the payor. 0000002580 00000 n Any bank or wire transfer service may initiate wire transfers of filing fee payments through the Fedwire system to US Bank, the US Treasury designated financial agent for SEC filing fee payments. 12 positions total. The last two positions of the transaction dollar amount are for cents. (Do not use spaces, blanks, or special characters). On the front of the check or money order, you must include the SEC’s account number (152307768324) and CIK number of the account to which the fee is to be applied. (Do not use spaces, blanks, or special characters.). 0000005986 00000 n Beneficiary Information (SEC's US Bank account number) Fill in form very carefully; mistakes may have important legal consequences. Note: Tag {4320} is used when the registrant and payor are not the same, and therefore have different CIK numbers and Tag {6000} is always the payor's CIK. Quick EDGAR Tutorial. Reference to Beneficiary. … In this example: ABC Company, CIK9999999998 (Tag {6000}) is the payor having its wire payment submitted to US Bank, and XYZ Company, CIK 9999999995 (Tag {4320}) is the registrant. 0000073676 00000 n Instructions for Part 1A ; OMB Approval. ANNUAL REPORT FEE SCHEDULE RR Inst.K.S.A. | us law | lii / legal. In this field, the initials "CIK" should be entered immediately followed by the registrant's CIK number. 0000001584 00000 n Sec wire transfer instructions effective october 1, 2012. (If the registrant is not the payor, enter the registrant's CIK in the {4320} field, as shown above). The Filing Fees Branch, part of the SEC’s Office of Financial Management, is responsible for validating and collecting fees under various provisions of the securities laws. 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